Privatization, small-seed intensification, and the origins of pottery in the western Great Basin moreAmerican Antiquity 69(4):653-670. |
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Californian archaeology, Leadership, Cultural Evolution, Privatization, Archaeology, Hunters, Fishers and Gatherers' Archaeology, Ceramic Analysis (Archaeology), and Great Basin Archaeology
PRIVATIZATION, SMALL-SEED INTENSIFICATION, AND THE
ORIGINS OF POTTERY IN THE WESTERN GREAT BASIN
Jelmer W. Eerkcns
"Hmwnware " pottery technologies became w idely used in the Great Basin around 600 years ago. A significant increase in the
use of small seeds within the subsistence economy took place about the same time. I suggest that these two events are linked,
that people consciously chose to focus on seeds because they could be privatized, that is, they could be individually owned and
were not subject to unrestricted sharing. Pots were an integral component of this process because they could be individually
made and owned and could be used within domiciles, placing food preparation and storage out of view from others in the com-
munity. Privatization of a Staple food resource may have been a response to increased population size and. hence, the number
of freeloaders, new village kinship organizations, and a desire to create surplus on the part of aggrandizers.
Hace apmximadamente 600 anos la tecnologia de cerdmica "Hmwnware " Ueg<i a serampliamente ulilizada en la (Iran Cuenca
de los Estados Unidos. en la misma e/xx a tuvo lugar tin aumento significative en la Utilization de semillas pequenas en la
economia de subsistenciu. Se propone que estos dos eventos estuvieron relacionados. que la gente eligio conscientemente cen-
trarse en la explotacion de semillas porque era un recurso que podia privatizarse. esto es. ellos podian poseer estas v no estar
sujetos a las redes sociales de repartimiento general. Del mismo modo. la cerdmica era un componente integral en este ptth
ceso porque era un recurso que podia ser elaborado y poseido DOT particulars, utilizado en las casus para la preparat ion V
almacenamiento de alimentos. fuera de la vista de otras personas de la comunidad. La privatizat ion de una fuente de alimento
btisico pudo haber sido la respuesta a un incremento de la poblacion. correspondiente tambien a un aumento en el niimero de
"gormnes". a nuevas fonnas de organizat ion de parentesco en el pueblo, y at deseo de los "aggrandizers" de crear un exce-
dente.
The late prehistoric period, from 3,000 years
ago until contact, was a lime of rapid and
momentous change in the Great Basin (Kelly
1997). There were dramatic reductions in residen-
tial mobility and major shifts in the subsistence
economy, and several new technologies, such as the
bow and arrow, potter)', and portable milling stones,
became widely used. Though much is known about
what happened, much less is known about why these
changes took place. As Bellinger (1999b) has
recently argued, many of our cherished explanatory
models, including climatic change and population
pressure, leave something to be desired. It is not that
these models are wrong; it is just that they cannot
account for everything that we see in the archaeo-
logical record. Moreover, they often dismiss inter-
nal or social factors as agents of culture change and
fail to explain exactly how environmental shifts or
population increases intersect with societal
processes to bring about culture change.
Recently Hildebrandt and McGuire (2002) have
suggested new directions for our understanding of
the earlier part of this period, between approxi-
mately 3(XX) and 1000 B.P. Faunal assemblages
dating to this period typically have high quantities
of large mammals, whereas earlier and later assem-
blages contain more small mammals. They suggest
that changes in ihe costs and benefits of prestige
hunting by men account for this pattern, higher
rates of prestige hunting contributing to the spike
in large mammals between 3000 and 1000 B.P.
Their innovative thinking on the matter shows how
factors other than climate change and population
pressure can lead to culture change and how these
processes can manifest themselves in the archaeo-
logical record. Their analysis gives greater insight
and understanding regarding prehistoric behavior
in the Great Basin, in this case hunting, sharing,
and the pursuit of prestige among men.
This article focuses on a slightly later time
Jelmer W. Kerkvns ■ Department of Anthropology. University of California. Davis. California °56I6
American Antiquity. 69(4). 2004. pp. 653-670
Copyright© 2004 by the Society tor American Archaeology
653
654
AMERICAN ANTIQUITY
[Vol. 69, No. 4.2004
I iiMiiv 1. Map of study area and places mentioned in the text.
period and problem, the Marana period (ca. 600
B.P. to contact) and the introduction of fired clay
technologies. It begins with a basic question regard-
ing the origins of a new technology in the region
and ends with an exploration of the social context
of the craft ami the factors that may have motivated
people to adopt pottery. In particular. I focus on
changes in the ownership of different food
resources and how processing technologies and
sharing strategies are related. Figure 1 shows the
study area and regions discussed in the text.
Seeds in the Western Great Basin
At the time of contact, the inhabitants of the west-
ern Great Basin were involved in a subsistence
economy emphasizing gathering, particularly small
seeds and pinon nuts. According to ethnographic
accounts, the pursuit of these resources dictated
much in the daily life of Paiute and Shoshone peo-
ples, from settlement patterns, to material culture,
to patterns in land ownership, to the timing of reli-
gious ceremonies (Fowler 1986; Kelly and Fowler
Jelmer W. Eerkens]
1986; Steward 1933. 1938; Stewart 1941. 1942).
Indeed. Steward (1929. 1933; see also Lawton et
al. 1976) suggested thai the Owens Valley Paiute
were involved in a proto-agricultural system. Seeds
w ere sown across individually owned plots of land
that were fed bv a svsteni of initiation ditches. An
elected man was honored with the position of "irri-
gator" anil was in charge of overseeing water dis-
tribution through a system of small canals. Roots
and seeds from these irrigated plots were harvested
in the fall.
Despite apparent biases on the part of early
ethnographers (Blackhawk 1997; Crum 1999;
Thomas 1983: Walker !999:Wobst 1978),archae-
ological evidence has generally supported ethno-
graphic descriptions of native lifeways. especially
in Owens Valley (Basgall and McGuire 1988: Bel-
linger 1975. 1977. 1989: Delacorte 1990. 1999;
Delacorte et al. 1995). Although the irrigation
ditches anil plots in Owens Valley have not been
the subject of much investigation, late prehistoric
sites (post-15<K) B.P. and particularly after 6(X) B.P.)
contain impressive numbers of groundstone arti-
facts, widely assumed to have been used in seed
processing. As well, dotation samples often con-
tain large numbers of small seeds and pinon nut-
shells. Sites and assemblages dating prior to this
period (i.e.. pre-1500 B.P.) have much lower fre-
quencies of groundstone and generally contain
smaller numbers of charred seeds (Basgall and
Giambastiani 1995; Basgall and McGuire 1988;
Bettinger 1999a: Delacorte 1999; Delacorte et al.
1995).
Two independent analyses are offered as exam-
ples to demonstrate this change. First, flotation
samples from radiocarbon-dated valley bottom
house floor assemblages in southern Owens Valley
demonstrate a shift to more intensive seed use
around 600 B.P. Figure 2 plots the density of seeds
per liter of sediment removed from house tlix>rs
against uncalibraled radiocarbon dates. The marked
increase in seed density in sites dating after 6(X) B.P
is clear from the graph. Although some houses dat-
ing after 600 B.P have low densities of seeds, all
those with greater than 25 seeds per liter are from
after this date. A regression curve (solid) is plotted
through the scatter of points to show this increase.
Because this line suggests a gradual increase in the
importance of seeds through lime, a second "regres-
sion" line (dashed) is also offered showing what I
655
believe the shift really looked like, that is. a more
abrupt increase in seed use around 600 B.P. Recent
notation analyses by Pierce (2002) and Rcddy
(2003). in central and extreme southern Owens Val-
ley, respectively, support these conclusions. Both
studies tind significant increases in the representa-
tion of seeds, especially dryland species, in archae-
ological sites around 6(X) B.P. These results suggest
that the shift to more intensive seed exploitation was
a regional phenomenon in Owens Valley, not local
to an\ one area.
The second analysis is again from notation
remains, this time from cooking features in the
China Lake region in the northwest corner of the
Mojave Desert (for greater discussion of the data
set. see Eerkens and Rosenthal 2004). Features
were classified as being associated with either seed
orgeophyte processing based on the types of pale-
obotanical remains recovered and the structure and
layout of associated materials. Figure 3 plots radio-
carbon dates (again uncalibraled) for these features
and shows a marked shift around 300 B.P. from geo-
phyte (i.e.. roots, bulbs, and tubers) to seed pro-
cessing. Features older than 300 B.P. contain few
seeds and are primarily formal circular pit hearths
with large numbers of tire-cracked rock, which
Rosenthal and I interpret as heating stones. On the
other hand, most features younger than 300 B.P.
are ephemeral charcoal scatters with high densities
of charred seeds that often contain burned small-
mammal bones (especially lagomorphs) and more
rarely contain lire-cracked rock. These findings
have been interpreted as representing a fundamen-
tal shift in subsistence activities from geophyte pro-
cessing to seed harvesting around 300 B.P. Why
the transition to intensive seed use in the China Lake
region seems to have taken place some 250 radio-
carbon years later than it did in southern Owens
Valley is beyond the scope of this article. However,
what is clear from the two analyses is that a shift
to intensive seed use took place quite late in pre-
history, sometime after 600 B.P.
The Relationship between Pots and Seeds
This section attempts to link the introduction of pol-
ler) technologies in the Great Basin to the increased
use of seed resources discussed above. This is done
through several means. Before reviewing the evi-
dence, it is important to show at the outset that
ORIGINS OF POTTERY IN THE WESTERN GREAT BASIN
AMERICAN ANTIQUITY
[Vol.69. No. 4. 2004
3000
2500
-
c
=
50 .
Radiocarbon Years tU'.
Figure 2. Flotation samples from southern Owens Yalle) house Moors through lime. Source: Data from BasgaH and
McCiuire 14*HS; Delacnrte 1999: Delaeorl. ;uul McCiuire IW: IMacorte el al. 1995; Kerkens 1997: (iilnalh 1995.
. 1*0
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3 MOO
40fl
109
n
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/Ail*
1 --77 ,
1 - I
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Seed-Pntctssin g Features
Geophvte-Processing Features
Figure 3. Radiocarbon dales (uncalibraledi from China Lake (hernial features showing one- and lwinsignia confidence
inters als.
Jelmer W. Eerkens]
ORIGINS OF POTTERY IN THE WESTERN
GREAT BASIN
657
I here is a correlation in the timing of the introduc-
tion of pottery and seed intensification. Although
dating ceramics has not been a focus of much
archaeological research in the Great Basin, a few
studies have broached this topic. Rhode s (1994)
thermoluminescence study of brown ware pottery
across the entire Great Basin suggests a late date
for the inception of pottery. The majority of his
brownware Samples date after 500 B.P. (11 of 13).
and all postdate 1130 B.P. Similarly. Pippin (1986)
reviews radiocarbon data from the central Great
Basin and. after discounting a number of tenuous
older dates, finds that the only securely dated con-
texts with pottery postdate 500 B.P. The earliest of
those accepted dales occurs at Hogup Cave at
480 ± 80 B.P. Dehcorte (1999) reaches a similar
conclusion in Ov\ ens Valley where brownware pot-
terv is not associated with any feature dating ear-
Her than 780 radiocarbon years before the present,
and all except one postdate 500 B.P. Farther afield.
Wright (1978) comes to a similar conclusion in
W\ oming. where the oldest secure pottery-bearing
contexts arc dated to 450 ± 80 B.P.. and many
assemblages postdate this figure. Although there is
a handful of sherds from earlier contexts (e.g..
Herkenset al. 1999) indicating some experimenta-
tion with the craft from 1400 B.P onward, these
results demonstrate that the lion's share of pottery
in the Great Basin postdates 6(X) B.P. In a tempo-
ral sense, then, pottery production and an increase
in seed use are coeval.
Several lines of evidence, however, suggest a
more direct association between pottery and seeds.
First, an analysis of the technological attributes of
both whole vessels and rim sherds suggests that the
majority of pots in the western Great Basin were
not built for storage or to transport goods (Eerkens
2001. 2003). Thin walls, mineral temper, minimal
organic temper, and roughened exteriors are all
design features that facilitate the efficient and even
transfer of heat from an external source to the ves-
sel contents and allow pots to withstand repeated
episodes of heating and cooling (Braun 1983: Juhl
1995; Pierce 1999:129-137; Schiffer 1990; Schif-
feretaJ. !994;Skiboctal. 1989). Attributes for west-
ern Great Basin sherds, shown in Table 1. are in line
with these expectations and support the notion that
axiking was one of the primary functions of pots
in this area. Supporting evidence comes from the
frequent presence of sooting or blackening on the
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658
AMERICAN ANTIQUITY
[Vol.69. No. 4, 2004
41)
0
N. Owens Yalle>
D Whirlwind Vallev
China Lake
10 20
Density of Groundstone
30
40
Figure 4. (Groundstone and pot sherd densities by region.
exterior of pots and the occasional presence of car-
bonized materials on the inside of pots near the rim.
As discussed by Henrickson and McDonald (1983).
pots designed for storage are typically larger and
thicker and display more constricted mouth open-
ings than the values in Table I. As well, serving pots
are typically smaller and thinner and are usually dec-
orated. More specifically, the open and noncon-
stricting mouths of western Great Basin pots suggest
use in boiling and simmering activities. Such cook-
ing is particularly conducive to the preparation of
gruels of oily and carbohydrate-rich foods, such as
ground seeds (e.g., Braun 1980. 1983; Crown and
Wills 1995b; Juhl 1995; Linton 1944;Skibo 1992;
Smith 1985; Wandsnider 1997). Thus, the way in
which these pots were constructed is consistent with
high-temperature boiling activities, the optimal
method for preparing seeds.
Second, there is a strong association on a
regional scale between the density of pot sherds
and the density of groundstone (Eerkens 2001).
Figure 4 plots the density of pot sherds and ground-
stone in several large Great Basin surveys. Pol
sherd and groundstone densities have been stan-
dardized to the density of a third, independent arti-
fact category, late period projectile points,
specifically Desert Side-Notched and Cottonwood
Triangular points (for a discussion of the tempo-
ral placement of these points in the Great Basin,
see Bettinger and Taylor 1974; Thomas 1981).
With the exception of three notable outliers that
are not included in the calculation of the regres-
sion line, the number of sherds increases linearly
with the number of groundstone artifacts. As pre-
viously mentioned, groundstone is usually asso-
ciated with the processing (i.e., grinding) of plant
resources, especially hard seeds and nuts. The cor-
relation between groundstone and pot sherds sug-
gests that as more seeds were ground, more sherds
were deposited, implying a link between pottery
making and seed processing. The three outliers
contain more groundstone than expected given the
Jelmer W. Eerkens]
ORIGINS OF POTTERY IN THE WESTERN GREAT BASIN
659
Fublc 2. I-iliimgraphic Accounts of Food Preparation and the Use of Pottery.
(iroup
Region
Foods Cooked in Pots Foods Not Cooked in Pots Reference
Western Mono
Western Sierra Nevada greens, deer meat.
acorn mush (rarely I
Owens Valley Paiule Owens Valley
Western Shoshoni
Tuhatulabal
Western Shoshoni
seeds, pifton, berries,
acorn, rabbit,
water fowl, sheep.
Pandora moth,
bnne fly
Western Nevada seeds, roots, animal
internal organs
Southern Sierra Nevada seeds, piiion.
elderberry, yucca.
buckeye, acorn.
meat flesh
Inyo County seeds, rabbit
small rodents, fish,
man/anita. grasshopper
tish. deer,
rodents
meat flesh, pi Aon.
acorn
small game. lish.
freshwater mussel.
ri*>is
pifton. blue dick.
Joshua tree seeds
Gayton l<W8
Steward 1933
Steward I*M1
Voegelin I93H
Irwin 1980
density of pottery. Three explanations come to
mind to account for these anomalies: groundstone
could have been used to process other resources
in these areas, seeds could have been prepared in
nonceramic cooking containers, or the manner in
which "groundstone" was defined by the archae-
ologists is inconsistent among the different areas.
This issue is revisited below.
Third, gas chromatography-mass spectrometry
(GC-MS) analysis of organic residues preserved
within the walls (i.e.. not on the surface) of west-
ern Great Basin pot sherds is consistent with the
conclusion that the majority were used to boil seeds
(Eerkens 2001. 2004). Although the identification
of specific species or genera is not possible using
GC-MS. this technique can be used to identify gen-
eral food classes represented in the residues of pots,
such as meats, fish, roots, greens, berries, and nuts
and seeds (Evcrshed et al. 1997: Malainey et al.
1999a. 1999b; Mottram et al. 1999: Patrick et al.
1985). Seventy-five pot sherds from the western
(ireat Basin were analyzed for fatty acids using GC-
MS. Based on the ratios of various fatty acids, over
half the sherds appear to have been used to cook
seeds: 27 percent for seeds alone and 27 percent
for seeds mixed with other plants or meat. An addi-
tional 13 percent of the sherds could only be
assigned to a generic "plant" category and may
also represent seed processing. The remaining 32
percent seem to have been used primarily to process
roots, greens, and berries. Thus, although pots were
used to process a variety of foods, seeds seem to
have been the primary component.
Finally, ethnographic data suggest that boiling
seeds was one of the main uses of earthenware pots.
Table 2 summarizes data on food preparation tech-
niques and potteiy use for several western Great
Basin groups. Although we should be skeptical of
ethnographic data about pottery because produc-
tion had ceased some 50 years before ethnographic
fieldwork commenced, ethnographers did try to
reconstruct prehistoric lifeways as best as they
could. As shown in the table, ethnographic data
often support an association between pots and
seeds. Seeds are nearly ubiquitously mentioned as
having been boiled in clay pots.
These results are in line with other studies in the
eastern part of the Great Basin. For example, in the
Little Boulder Basin of north-central Nevada.
Bright. Ugan. and Hunsaker(2002) found that late
prehistoric (i.e.. post-600 B.P.) brown ware sherds
are rare in the sediments surrounding hearths con-
taining high counts of mammal bone. Instead, over
90 percent of brow n ware pottery is associated with
smaller hearths containing large numbers of charred
seeds. Presumably these hearths were used to boil
seeds cooked within these pots, suggesting a link
between the two.
in sum. evidence from several independent lines
is consistent in linking pottery with seed process-
ing and consumption. This is not to say that Paiute
and Shoshone people did not use pots for other
purposes. Like most technologies and artifact
classes, pots were probably used for a variety of
purposes. When the need for a temporary storage
or transport container arose, pots were surely put
660 AMERICAN ANTIQUITY [Vol. 69. No. 4.2004
Table 3. Distribution of Pol Sherds and Groundstone by Environmental /one I Adjusted by Area Surveyed)
Pot Sherds Groundstone
p , in \ ,ii 11 // on vjiic) ft 111 rllUMU f ilOOVC fj . ft ■ ft \ 1 1 1 1 ill i on *lt in Piilon/ ft III r I lion/ vf uDOVC
nouoni \ WW i[K \ t vi)4in /.one i J, 'till 1 IMUJVf i j **\< ft * % f m bill I nil mi /'Mil \t Ailkft#jBft|ftt*iaJ a i Keiereiicetsi
Owens Vallc\ 86 12 4 48 52 0 Bcttinger 1975
Deep Springs 64 36 0 62 31 7 Delacorte 1**9(1
Monitor Valle\ 76 15 9 51 28 2! Thomas 1988
Reese River 100 0 0 57 38 4 Thomas 1971
China Lake 63 37 0 48 52 0 Gilreath and
Hildebrandt 1997;
Hildebrandt and
Rub\ 2004
to use. However, given the substantial supporting
evidence presented above. I submit that the origins
of pottery production and intensive seed harvest-
ing were intricately linked in the western Great
Basin, that is. one was not possible without the
other.
The Origins of Pottery in the
Western Great Basin
Why did western Great Basin groups begin mak-
ing and using pots? As discussed above, it clearly
has something to do with the processing of seeds.
But it is not simply the consumption of some seed
resources that brought about this new technology.
Small numbers of seeds were being eaten long
before pots were adopted. Instead, it is the signif-
icant increase of seed processing with which the
origins of pottery is associated. What is it about seed
intensification that encouraged the production of
pots (or perhaps vice versa)?
A number of studies in other parts of the world
have focused on the origins of pottery (e.g.. Barnett
and Hoopes 1995: Rice 1999). These studies have
produced a range of models to explain the origins
of pottery, whether by innovation or by diffusion
from another area. For example, some suggest that
pots provided access to a wider range of foods by
facilitating detoxification and increasing payabil-
ity (Arnold 1985:Braun 1983: Ikawa-Smith 1976).
Others emphasize the value of a mobile system of
storage (e.g.. Damp and Vargas 1995:Matson 1972:
Moore 1995). the conservation ol fuel/firewood
when cooking with pots (e.g., Bettinger 1999b: Bel-
linger el al. 1994). the economy of scale afforded
by pottery production (e.g.. Brown 1989). the ease
with which pots can be decorated to express ethnic
or individual identity (Armit and Hnlayson 1995).
or the ability of pots to render oils and ferment bev-
erages for use in competitive feasts (e.g.. Hayden
1990.1995; Hoopes 1995). Although some of these
factors may haw played a role in the Grcal Basin,
none explains the process with great satisfaction
(Eerkens 2001; Eerkenset al. 2(X)2). In short, there
is no evidence for new foods being incorporated into
the diet at this time, pots do not seem to have been
designed for storage, pots are not more plentiful in
areas where firewood is scarce, pots seem to have
been produced on a local scale in small numbers,
most pots (ca. 80-90percent)arc undecorated (and
only minimally in a standardized fashion when they
are), and pots were not used in a manner consistent
with competitive feasting.
Instead, following the work of Crown and Wills
(1995b) and Sassaman (1993). I have argued that
pots in the Great Basin served to minimize time and
labor demands on women (Eerkens 2001). In terms
of nutrition, seeds are optimally processed by grind-
ing to increase surface area and the amount of food
that can be absorbed by the human digestive tract.
Grinding is followed by extended boiling to help
break down complex organic compounds that are
otherwise difficult to digest in the gut (Crown and
Wills 1995a: Wandsnider 1997). Seeds can cer-
tainly be processed in this manner without the use
of earthenware pots. This is typically accomplished
by "stone-boiling" in baskets. However, stone-boil-
ing is a labor-intensive activity, requiring constant
stirring of stones to avoid burning Ihe basket and
frequent replacement of cooled rocks with hot ones.
As many have pointed out (e.g.. Arnold 1985:128;
Crown and Wills 1995b; Ikawa-Smith 1976:514;
Van (Camp 1979:74). one of the advantages of pots
is that they can sit over an open tire or healed coals
with minimal attention, allowing fixxls to simmer
Prior to 600 B.P.. small-seed processing was not
Jolmer W. Eerkens]
ORIGINS OF POTTERY IN THE WESTERN GREAT BASIN
661
a major activity in the western Great Basin, and
women likely had the lime to occasionally stone-
boil seed resources in baskets. Although they knew
about pots from intermittent trade with pottery-
using populations in the Southwest and rarely even
made their own pots (Eerkens et al. 1999). the lim-
ited importance of seeds did not outw eigh the costs
(time, labor, and fuel to lire) associated with large-
scale pottery production. However, with the shift
to more intensive seed use around 600 BP., the sit-
uation changed. Seed-processing tasks likely
became loo time consuming to continue using bas-
kets and stone-boiling, and the production ol earth-
enware pots was added to the range of chores
required of women. Ethnographic data are consis-
tent in mentioning women as the producers of pots
(e.g.. Driver 1937:80; Gayton 1929; Steward
1933:266; Voegelin 1938:35). In this respect, the
use of pots facilitated the intensive extraction and
processing of seed resources (e.g., Oyuela-Caycedo
1995).
As found by Bettinger < 1975 >. Deiacorte (1990).
and Thomas (1971. 1988). the distribution of pot
sherds across the landscape is skewed toward val-
ley bottom and lowland locations, especially near
riverine and lacustrine settings (Table 3; for greater
discussion, see Eerkens 2003). That is. although
sites anil artifacts are found across the landscape,
pot sherds are found predominantly in lowlands.
In accordance with the arguments made above,
these environments are known for their seed pro-
ductivity, especially compared with upland loca-
tions that are known more for their pinon nut and
geophyte resources. Not surprisingly.Table 3 shows
that groundstone is frequently found at higher den-
sities on the lowlands of the landscape as well.
Interestingly, two instances where groundstone is
actually more common in the pinon /one occur in
northern Owens Valley and China Lake. As dis-
cussed earlier, these regions were found to be anom-
alous in that they contained far more groundstone
relative to pottery (Figure 4). This suggests that a
significant fraction of the groundstone in these areas
was used for processing nonseed resources in the
pinon /one that did not require the use of pots, such
as geophytes and pinon nuts.
That pots are primarily undecorated (see Table
1) supports the notion that they were not used to
express identity or group affiliation. In fact, they
were not even made in a consistent and symmetric
manner, often displaying variable wall thickness
and undulating rims. Such traits are seldom asso-
ciated with a status or identity-expressing artifact
class. In short, pots were functional objects used to
meet a certain end. namely, cooking seed resources.
Seed Use, Sharing, and Privatization
Although the cost-benefit explanation ol" potter) as
a lime- and labor-saving technology for women is
more satisfying than other models for the adoption
of pottery and fits well with existing data from the
region. I think that this is only part of the story.
There are several other characteristics of seeds and
pots that bind them together, particularly when
examined from the viewpoint of resource owner-
ship strategies and artifact production and use.
In many hunting and gathering societies sub-
sistence resources are often shared. However, as
Waguespack (2003) has recently discussed, shar-
ing is context dependent and varies based on fac-
tors such as kinship distance, social obligations,
and whether the resource is acquired through indi-
vidual or communal efforts. Ethnographically.
meat is among the most widely shared products in
such societies. Plant foods, on the other hand, are
often regarded as private properties, especially
those that are gathered and cooked individually.
The reasons for this seem to stem, in part, from
the spatial and temporal predictability of plants rel-
ative to animals. Because hunting is typically less
predictable on a day-to-day basis, sharing is an
effective strategy to even out variability and ensure
a more constant and steady suppls of meat (Gould
1982; Gurven et al. 2000; Kaplan and Hill 1985:
O'Shea 1981: Winterhalder 1986. 1996). Seeds
are much more predictable spatially, and sharing
would do little to ensure a more reliable supply.
As well, the hunting of some game, particularly
herding animals that can be driven toward an
ambush or cliff, often involves the cooperation of
large numbers of individuals where the end prod-
uct is shared. Seeds typically do not require such
cooperation during harvest and preparation. Were
seeds regarded .is private resources in the Clival
Basin? If so. is it possible that they were targeted
as a staple after 600 B.P. because they could be
owned and stored and did not have to be shared?
Several lines of evidence suggest that this might
be the ease.
662
First, unlike the technologies used to harvest
other resources, the items needed to harvest and
process seeds can be individually made and used.
This is true of seed beaters, burden baskets, grind-
ing stones, winnowing trays, and the cooking uten-
sil, whether a basket or pot. On the other hand, the
tools used to harvest many other resources do not
exhibit this property. For example, though a rabbit
net can be made individually, it requires large num-
bers of people to drive rabbits into the net. As a con-
sequence, returns of the hunt are typically shared
by all involved, though the owner of the net may
take a bigger share. Similarly, roots and tubers,
which are optimally prepared by steaming (Wand-
snider 1997). are usually cooked in pit hearths.
Although a small pit hearth could be excavated and
used by an individual, in fuel-scarce areas large pits
will be preferred in order to conserve firewood,
favoring communal construction and cooking.
Moreover, the large size of such pits will support
construction in the open where everyone in the
community can see them. Both of these factors
make hoarding foods cooked in pit hearths diffi-
cult. Indeed, as discussed by Wandsnider (1997).
pit hearth roasting in North America was typically
a communal affair where the results were shared
by all. and the use of communal pit hearths is known
from ethnographic work in many Great Basin cases
(e.g.. Drucker 1937:10: Kelly 1932: Lowie 1909,
1939: Steward 1941:333). Thus, the harvesting and
processing technologies used to process roots and
tubers subject these resources to sharing. As dis-
cussed earlier, there is evidence in the China Lake
region for a shift from the use of pit hearths used
for roasting roots and tubers to the use of more
ephemeral cooking features associated with seeds.
This shift may have been a conscious effort on the
part of families to target resources that were more
amenable to individual harvesting and processing
and did not have to be shared.
Not only can seed-processing tools be made and
used individually but there is chemical evidence
that western Great Basin pots were (Eerkens el al.
2002). Of 380 unique sherds sourced by Instru-
mental Neutron Activation Analysis, few seem to
have been traded or moved, even over relatively
short distances of 30-40 km. Overall, the organi-
zation of pot production seems to have been on a
small scale. There was no attempt to economize the
production of pots by having a few specialists make
[Vol. 69. No. 4. 2004
pots for everyone. Moreover, the size of most pots,
typically between 20 and 40 cm in height and width
(Eerkens 2001:56. 63: Lockett and Pippin 1990).
suggests that they could easily have been used by
a single person to prepare a modest-sized meal to
Iced a small group of people (i.e.. a family). In this
respect, the technology used to process seeds (i.e..
pots) seems to have been an individual endeavor
for family-level use.
A second line of evidence linking pots and pri-
vatization comes from the spatial distribution of
sherds within archaeological sites. Unlike pit hearth
roasting and certain other cooking technologies,
pots can be operated entirely within a house. The
significance here is that such use potentially puts
food preparation outside of the view of other peo-
ple in the community. I say potentially because in
order for this to be true we must assume that the
interior of a house represents family-level and "pri-
vate" space and was demarcated from community-
level and "public" space across the rest of the site
(see Sorenson 2000:156-165). As discussed by
Dow ling (1968:503). there is ethnographic evi-
dence among hunter-gatherers that individuals con-
sciously exploit indoor cooking to avoid sharing
with other members of the group. That is. if others
cannot see what is being prepared and stored, it is
harder for them to demand a share.
Data presented in Table 4 suggest that western
Great Basin pots were used primarily inside houses.
The density of pot sherds on. to 20 cm above, the
floors often excavated houses in southern Owens
Valley is much higher than that just outside these
houses or in general midden contexts. As it is
unlikely that broken sherds were carried from out-
side houses and placed within them before aban-
donment, this distribution implies that pots were
used and deposited primarily within houses.
Though it is difficult to establish contemporaneity
between house floors and general midden contexts,
such a distribution is less pronounced for other arti-
fact categories, such as debitage. where interior
and exterior densities are more equal. This suggests
that whereas some activities, such as pot use. look
place within the house, others, such as flint knap-
ping, took place in public out in the open. Because
pots could just as easily have been used outside the
house, a concerted effort to restrict the space where
seeds were boiled and stored is implied. A desire
to keep seed mush out of view and limit the access
AMERICAN ANTIQUITY
Jelmer W. Eerkens]
ORIGINS OF POTTERY IN THE WESTERN GREAT BASIN
663
Table 4. Density of Pen Sherds within Houses, Hxtcrior to Houses, and in General Midden
Contexts in Southern Owens Valley
Site Context ,4C Date B P. Sherds liti^it * IX* tillage
Hoor Exterior Midden Moor 1 Merit h Midden
lny-30 Structure 9 ISO 21.4 6.1 0.1 79 17 227
lny-5207 Structure 1 20S 18.0 i.O 891 1688
Iny-3769 Structure 1 293 4.0" 0.6 LI 16.5* 13 20
lny-30 Structure 10 360 16.0 0 1.4 389 820 330
lny-30 Structure 1 390 23.1 0 0.1 223 40 262
lny-30 Structure 5 410 16.6 0 0.1 139 16 262
lny-30 Structure 8 470 148.0 0 0.1 93 75 257
lny-30 Structure 7 480 0.0 2.7 0.1 186 158 257
lny-30 Structure 13 710 6.5 1.3 577 1775
lny-30 Structure o ; s (i 0.1 471* 16 262
• Data from house till substituted because of lack of data from floor.
Note: Density given in counts per cubic meter: I4C date reflects weighted average of several dates if more than one exists
Source: Data from Basgall and McGuire 1988; Delacorte 1999; Delacorte el al. 1995; Eerkens 1997: and original museum
catalogs nf those studies.
of nontamily members is consistent with a deter-
mined effort to privatize these resources.
Finally, there is support for seeds being privately
owned from the ethnographic record itself. As dis-
cussed by Steward (1933. 1938:74, 119). many
plant foods, especially seeds, were regarded as pri-
vate gotxls once they had been collected, that is.
once work or energy had been invested. This notion
does not unilaterally extend to all resources, how-
ever. Hunters were obligated to freely and publicly
distribute game such as deer, antelope, and moun-
tain sheep (e.g.. Steward 1938:115.120.184.253).
Intermediate to these extremes, caches of pinon
nuts were owned by families, but permission to
open them was sometimes extended to other rela-
tives. Theft often resulted in fights (i.e., was not tol-
erated), but no killing was reported (Steward
1938:73).
Because pots can be individually made and can
be used inside houses, they are well suited to pri-
vatization. Indeed, everything about pots in the
western Great Basin suggests small-time produc-
tion anil privatized use. Though other artifacts,
including shell beads and obsidian, were widely
exchanged, pots were made and used locally. As
well, pots were differentially used within domi-
ciles, out of view from the rest of the community.
This probably also explains why pots were largely
undecorated (only ca. 10 percent), that is. because
they were not on display. Finally, the ethnographic
record demonstrates that seeds, which were pre-
pared in pots, were largely considered private
go<xls. Whether pots were instrumental in the pri-
vatization of seeds or were adopted to process an
already privatized resource is unclear. However, all
these findings are highly consistent with what we
would expect of a private technology used to
process privatized gtxxls.
Why Privatize?
What factors could have promoted a shift to the use
of tools that COltkl be operated by individuals (i.e..
pots) and resources that could be owned by indi-
viduals or families (i.e.. seeds)? Answering ques-
tions addressing the motivations of individuals in
the past is always harder than identifying what they
did and how they did it. Admittedly, answers often
form only speculative hypotheses. However. I
would like to briefly consider this question and
offer some potential explanations that. I hope, can
be tested in future research.
When considering this question, several possi-
bilities come to mind. First, as Bettinger (1999b)
has recently argued, a focus on privately owned
resources solves the "freeloader problem." Free-
loading occurs when certain indiv iduals reap the
benefits of additional work by others without invest-
ing any labor themselves. When resources are held
as common pool or public goods, there is little
incentive to invest additional time and energy in
gathering them because they are easily lost to oth-
ers in the sharing process (Hawkes 1992. 1993:
Kohler 2004; Smith 1988: Winterhalder 1986).
Such public access systems strongly discourage
storage, ev en when storage would be advantageous
SSA
AMERICAN ANTIQUITY
[Vol. 69. No. 4, 2004
in the face of seasonal fluctuations in the avail-
ability of foods (Bettinger I999b:7l). Weissner
(1982) has previously proposed a division of
hunter-gatherer societies into two types, those that
pool risk at the group level and those that pool risk
at the family level. The shift from a public goods
system to a privatized one would correlate well
with such a division.
If the population in the Great Basin was increas-
ing and overtaxing local food resources, freeload-
ing may have been favored as a way to make up
resource shortfall or simply to work less. As the
number of these freeloaders increased and tradi-
tional social leveling mechanisms failed, the bur-
den may have been kx> great on other community
members, and they may have turned to privatiza-
tion as a strategy to keep food within the family.
Storage of privately owned seeds may also have
been a strategy to bank food resources for possible
future subsistence (Bettinger and King 1971; Dela-
corte 1999:389). A shift to the use of pots and small
seeds in the Great Basin, then, may reflect the con-
scious actions of individuals to move aw ay from har-
vesting and cooking technologies that required
cooperative behavior (to either make or use)or had
to be used out in the open, such as communal hunt-
ing and pit hearth roasting. In other words, once the
loss of energetic returns related to freeloading was
factored in. the return rates on seeds, including har-
vesting and production of all associated artifacts,
may have been higher than those for other foods. In
addition, seeds could have been stored, solving
potential seasonal resource shortfall problems
(Dclacorte 1999). Pots are convenient storage con-
tainers and could have doubled in this capacity.
'Pie positive correlation between pot use and the
production of easily digestible gruels that can sub-
stitute for mother's milk is also worth mentioning.
In the Southwest, the production of such gruels has
been argued to facilitate earlier weaning of children
and to increase infant survivability, both of w hich
act to increase population levels (Crown and Wills
1995a. 1995b). Such a positive feedback cycle may
have heightened the need to privatize resources.
Second, the shift to privately owned resources
may have been an outgrowth of the desires of cer-
tain individuals to increase production of foods to
create surplus (Bettinger 1978; Bettinger and King
1971; Delacorte 1999). Within most egalitarian
societies surplus would normally be shared; how-
ever, privatization would allow ownership and
hoarding of surplus, which could have been used
toward a number of ends, principally the acquisi-
tion of social status (Arnold et al. 1997: Bender
1985: Earle 1991; Saitta and Keene 1990). For
example, surplus foods could be used to maintain
and expand long-distance exchange networks to
acquire exotic items to mark one's higher status.
As well, surplus could be redistributed locally to
create debt, which can later be recalled to mobilize
the labor of others. Thus, spending time and labor
on processing foods that were not subject to shar-
ing may have been in the interest of prestige-seek-
ing individuals. Seeds may have been one such
option in the western Great Basin.
Third, it is possible that privatization of seed
resources was a reaction to the privatization of
hunted foods. Bettinger < 1999b) has argued that use
of the bow and arrow, which became widespread
around 15(H) B.P. encouraged individual hunting
of smaller game, such as rabbits. Because they were
individually tracked and shot, animals of this sort
may not have been subject to sharing. Once estab-
lished, the notion of privatized foods may have
spread to other resources such as seeds. Extending
myself even further, it is possible that certain seg-
ments of the community, especially unmarried or
widowed women who no longer had access to pub-
licly shared meat resources (assuming men were
doing the hunting), may have sought to intensify
other oil-rich foods (i.e.. seeds) that did not have
to be shared. This reasoning might also explain
why an increase in seed use followed the intro-
duction of bow and arrow technology.
Finally, changes in the social structure (i.e.. kin-
ship) of Great Basin communities may have fos-
tered seed intensification and pottery use.
Ethnographic data indicate that individuals are
more likely to share with kin and people they have
shared with in the past than with genetically unre-
lated individuals (Gould 1980; Gurven et al. 2000;
Vellen 1977). If so. changes in postmarital resi-
dence patterns and rates of endogamous marriages
may have resulted in the formation of communi-
ties where most individuals were unrelated to the
majority of other members. Such a change could
have prompted intensification of foods that did not
have to be shared, such as seeds.
Unfortunately, it is not possible to evaluate
which of these hypotheses (or some other hypoih-
Jelmer W. Eerkens]
ORIGINS OF POTTERY IN THE WESTERN GREAT BASIN
665
esis) best explains the transition to privatization or
it they all play a role. Additional archaeological data
will need to be collected from the region. In par-
ticular, we will need to gather information on com-
munity structure just before and after 600 B.P..
including population size, genetic relatedness of
different households, the establishment of long-
distance exchange networks, and other data on shar-
ing (i.e.. following the model set forth in
Waguespack 2003). I hope that this research will
help spark an interest in the topic and prompt the
collection of this information.
Summary and Conclusions
A shift to the use of pots and the intensification of
small seeds are clearly evident in the archaeologi-
cal record of the western Great Basin. Rotation
studies and radiocarbon and thermoluminescence
dales from Owens Valley indicate that these
changes look place in concert around 600 B.R A
comparison of radiocarbon-dated thermal features
from China Lake (see Figure 3) suggests that this
shift took place some 300 years later in that area.
Thus, climate change, at least in isolation, is not
accountable for these broad patterns, for climate is
assumed to have been similar in these two nearby
regions. Instead. I argue that other factors, includ-
ing population pressure, an increase in the number
of freeloaders, changes in community kinship struc-
ture, and possibly social striving, were responsible.
Although the reasons for these changes were prob-
ably complex, one outcome of this process was the
privatization of a staple food resource, namely,
seeds.
Two factors imply that privatization was an
intentional outcome and not simply a by-product
of the process of intensification. First, people could
just as easily have cooked and stored seeds in pots
outside their homes where thev would have been
0
available for sharing to all in the community.
Instead they chose to process and store seeds within
their domiciles where they were out of view. Sec-
ond. Owens Valley inhabitants could have chosen
to intensify the extraction of other food resources,
such as roots and tubers, large game, or perhaps
even grasshoppers, brine My. or other insects. They
could have moved their residential bases to other
parts of the landscape to better and more intensively
exploit such resources. Instead, sometime between
1500 and 6(K) B.R. they chose to locate their vil-
lages and activities in areas that were highly pro-
ductive in their output of seed resources (Basgall
and Giambastiani 1995; Basgall and McGuire
1988;Bellinger 1975. l978;DcIacorte 1990,1997.
1999). I believe that these decisions were a response
to. in part, the technologies available for process-
ing these different resources. Everything about
seeds, from they way they are harvested and
processed (individually), to how the tools used in
these activities are manufactured (individually), to
where they are cooked (inside houses), suits them
to small-scale and family-level ownership. As I
have argued, this is not the case with the technolo-
gies needed to harvest other resources, such as pit
hearths and game drives. It is for these reasons that
I propose seeds were specifically targeted in the
western Great Basin In short, intensilied harvest-
ing of small seeds seems to have been a by-prod-
uct of the desire to privatize the subsistence
economy and not vice versa.
Extending these ideas even further geographi-
cally, it is perhaps no accident worldwide that the
introduction of pots, seed intensification, and the
development of social stratification often appear
together temporally (or nearly so). If pots allowed
for individual ownership of seed resources, elimi-
nated the "freeloader problem." and fostered stor-
age and the production of surplus, certain
enterprising individuals may have seized on these
factors, time and again, to build wealth and social
debt. This could have been accomplished by giv-
ing away or trading surplus foods for labor or future
gifts. A focus on seeds and pottery technology may
have allowed certain individuals to cook food
within their houses and circumvent traditional le\
cling mechanisms (e.g.. sharing) that promoted
egalitarianism. These hardworking individuals and
their families may then have inspired others to pur-
sue similar strategies, thereby spreading seed inten-
sification and pottery technologies over large areas.
As more and more individuals withdrew from tra-
ditional sharing networks, others may have been
forced to follow suit because they no longer had
access to reliable sources of food. For those with-
out the ability to even out the variable return rates
of higher-risk foods such as game by pooling
returns across a larger set of people (Cashdan 1985;
Gurven et al. 2000; Kaplan and Hill 1985; Win-
terhalder 19X6. 1996. 1997). low-risk (but low-
AMERICAN ANTIQUITY
[Vol. 69. No. 4. 2004
return) resources such as seeds may have been par-
ticularly attractive. In this respect, seed intensifi-
cation probably created a positive feedback cycle
where more and more individuals were forced to
participate in a system that devalued sharing and
emphasized private ownership.
The changes proposed above for Owens Valley
are remarkably similar to those that Flannery (2(K)2)
has recently discussed for early villages in
Mesoamerica and the Near East. As he discussed
(see also Weissner 1982). both regions witnessed
changes in house configuration (from round to rec-
tangular), a shift in the location of storage facili-
ties (from out in the open to within domiciles), an
intensification of food production, a privatization
of food resources, and a decrease in sharing
between family units. Although houses remained
circular in Owens Valley, as discussed above we do
have direct and tangential evidence for many of
these other processes. Flannery (2002:421) relates
these changes in Mesoamerica and the Near East,
in large part, to rapidly increasing population lev-
els. Within growing villages individuals had to mit-
igate against unrestricted sharing with neighbors
they were no longerclosely related to and resolved
to privatize food resources. If we use these cases
as a model for the western Great Basin (i.e.. these
processes are applicable cross-culturally), they lend
much support to Bellinger's (1999b) notions about
an increase in the number of freeloaders in late pre-
historic Great Basin societies.
In conclusion. I am arguing that the way in
which available seed-harvesting technologies were
produced and used in the western Great Basin,
namely, baskets and especially pots, promoted pri-
vatization of seed resources. I suggest that privati-
zation was at least in part a conscious and
preconceived goal that ultimately resulted in seed
intensification. Most likely, population increase
and a greater presence of freeloaders and aggran-
dizers played a role in the process as well (Bellinger
1999b; see also Delacorte 1999; Kohler 2004:
Rosenberg 1998). In order to bring a better under-
standing to the introduction of new technologies
and economies archaeologically. such as pottery
and seed intensification, we need to consider how
different processes, including environment and
population pressure, as well as social factors, inter-
act. Ownership strategies, which have not received
much attention in the past, are integral to these
issues. It is really at the intersection of all these
processes that we are likely to rind more satisfying
explanations for past behaviors. Although I have
applied these ideas in the western Great Basin. I
certainly think that they can be relevant in other
archaeological contexts.
Finally, what mighi we expect a "privatized"
technology, or at least one that promoted individ-
ual ownership of the goods it was associated with,
to look like in the archaeological record?The argu-
ments provided here for pots and seeds in the Great
Basin give some general direction. These ideas are
particularly applicable in societies where the
notions of privatized goods are not yet widespread
and well established. First, the majority of the mate-
rial components of the technology should have the
potential to be manufactured by indiv iduals or small
numbers of related individuals. Second, individu-
als should be able to operate the tools, when assem-
bled, without assistance from others. In general, this
should limit the technology to relatively small and
lightweight items. Third, individuals should be able
to use the technology out of view from the rest of
the community, likely within a domicile or other
walled structure or compound, again limiting the
size of material components. II used within the
house, it also precludes the use of hazardous mate-
rials that would threaten either the structural sta-
bility of the house (e.g.. large bonlires or extremely
high temperatures, if houses are made of com-
bustible materials) or the immediate health of indi-
viduals (e.g.. the release of poisonous fumes).
Fourth, because they are generally out of view, such
technologies should have only a minimal role in
village-level social functions (i.e.. they should not
be put on display or used to signal wealth or sta-
tus). As a result they may often be undecorated or
only minimally decorated according to individual
preferences.
Acknowledgments. I kindly thank Michael Dclaeorie.
William Barnett. and an anonymous reviewer tor their
thoughtful comments on an earlier draft. Much of this
research comes from my dissertation, which was supported
by a National Science Foundation dissertation improvement
grant (#*W02836> and a Wenner-Gren prcdocioral grant
(#6529). 1 also thank Michael Jochim. Robert Hettinger.
Michael Glassow. and Mark Aldcnderler for reading and
commenting on the dissertation and Kli/abeth Klarich lor
help with the Spanish abstract. Any mistakes are mine, of
course.
Jolmer W. Eerkens]
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